Making a Court of Protection health & welfare application

If you require specialist legal guidance on making a Court of Protection health and welfare application then our experienced solicitors are here to help. Call our free legal helpline on freephone 0808 139 1606 or send us an email.

If a person lacks the necessary mental capacity to make decisions regarding their care and they have not already made a power of attorney, then you may need to consider making a Court of Protection health and welfare application.

Under the Mental Capacity Act, when a person lacks the capacity to make a health and welfare decision, those connected with their care can make key decisions for them. This can include doctors, social workers, family members and anyone else who provides care on a regular basis.

However, disagreements between care providers can sometimes arise. In these circumstances it may be necessary to ask the Court of Protection to intervene and reach a decision. The Court of Protection may also consider whether a health & welfare deputy should be appointed, but will only do so if there is no better alternative.

The Court of Protection is generally reluctant to interfere in respect of the welfare needs of those who lack capacity. In order for a court application to be successful, it will be necessary to ask the court to make a decision on a specific issue.

The court is more likely to be willing to make a deputyship order when a young person requires regular or varied medical treatment. The Court of Protection will also be willing to consider applications which relate to serious medical treatment.

If you would like to discuss making a Court of Protection health and welfare application, please call our FREE legal helpline on freephone 0808 139 1606 or alternatively send us an email with details of your case.

Lasting power of attorney court registration fees

We report on a rare and unusual legal development – a decrease in court fees.

The Office of the Public Guardian has released the change to registration fees for both LPAs and EPAs as of 1st October 2013. The fee is now £110 for both LPAs and EPAs. This represents a decrease on the previous fees.

Enduring Powers that were drafted pre-2007 only need to be registered if the person who made the document is losing or has lost mental capacity. This registration has to be dealt with by one of the appointed Attorneys. It is common that the person who made the EPA specifies within the document that the Attorney obtain confirmation of capacity from a doctor. It would be best practise for the Attorney to secure this evidence in any event.

All Lasting Powers of Attorney need to be registered before they can be used by the Attorney, regardless of mental capacity i.e. this applies to physical incapacity as well as mental. The registration can be dealt with by either the person who made the document or one of the Attorneys.

EPAs can no longer be made (having been replaced by LPAs), but any existing EPA is still valid. There is of course no guarantee that a Power of Attorney will need to be used in the future. However, if a Power is not put in place prior to capacity becoming lost, there is no other alternative than to apply to the Court of Protection. The Court will make the decision as to who should act for you and conduct your finances in your best interests. The Court appoints a Deputy to act. It is likely to be a family member, but it is a long drawn out process and it is expensive.

It’s increasingly common for people to have an LPA drafted at the time they update their Wills. If you would like us to make your Will and prepare a Lasting Power of Attorney for you we can offer a discount on the usual price.

Can an attorney make a gift?

We are frequently asked, ‘Can an attorney make a gift from a patient’s assets?’ Well, the Court of Protection has provided some very useful guidance for deputies and attorneys on gifts that can be made.

The Court of Protection dealt with an application by two joint deputies for retrospective approval of gifts made from the estate of a woman whose affairs they were looking after.

The deputies made the following gifts, which represented 44% of the woman’s assets:

  • £57,000 on charitable donations;
  • £50,000 each on luxuries such as Rolex watches, designer handbags, jewellery etc; and
  • £50,000 on cars and laptops which they claimed as expenses in fulfilling their deputyship roles.

Deputies are required to abide by the Mental Capacity Act 2005. The Act is underpinned by five key principles that provide a benchmark for decision-makers and carers:

  1. Every adult has the right to make their own decisions and must be assumed to have capacity unless it is proven otherwise.
  2. People must be given all appropriate help before they can be considered unable to make their own decisions.
  3. Individuals have the right to make unwise decisions, including decisions that others may consider eccentric.
  4. Anything done for or on behalf of a person who lacks capacity must be in their “best interests”.
  5. Anything done for or on behalf of a person who lacks capacity should be the least restrictive of their basic rights and freedoms.

The application to the court

The deputies claimed that the gifts were made in accordance with the woman’s wishes. She was 92 years old and still had £200,000 in her estate after the gifts were made. They said the gifts were reasonable and the Court of Protection should retrospectively approve them.

The deputyship order permitted the deputies to make gifts “on customary occasions to persons who are related to or connected with [the man], provided the value of each gift is not unreasonable having regard to all the circumstances and, in particular, the size of the estate”.

A ‘customary occasion’ is defined by the Mental Capacity Act 2005 as:

  1. the occasion or anniversary of a birth, a marriage or the formation of a civil partnership; or
  2. any other occasion on which presents are customarily given within families or among friends or associates.

The Court of Protection’s decision

The Court of Protection disagreed with the deputies., concluding that the expenses were in fact “unauthorised gifts” and were not in the woman’s best interest.

The judge said the gifts were completely out of character with any gift made by the woman before the onset of her dementia.

The deputies failed to consult with the woman or involve her in the decision making process, let alone ascertain her feelings and wishes on the gifts made.

The court set out very clearly how deputies should approach gifts and how to decide what is reasonable in every case.

First, a deputy must consider the totality of the patient’s current and anticipated income and capital, expenditure and debts.

Second, consideration must be given to the patient’s best interests.

Third, where the patient was in the habit of making gifts or loans before losing capacity, the deputy must consider the following factors:-

  • the impact of future inheritance tax;
  • anticipated life expectancy;
  • the possibility that private residential care might be required;
  • the extent to which the gift may inference with the patient’s wishes under his or her will; and
  • whether the patient is in receipt of continuing healthcare.

Fourth, and finally, any gift which is not insignificant must be approved in advance by the Court or Protection. An insignificant gift is one covering the annual IHT exemption and the annual small gifts exception up to a maximum of, say, ten people in the following circumstances:

  1. where the patient has a life expectancy of less than five years;
  2. their estate exceeds the nil rate bank for IHT;
  3. the gifts are affordable having regard to care costs and will not adversely affect quality of life; and
  4. there is no evidence that the patient would be opposed to gifts of this magnitude.

Outcome of the case

The court applied the reasonableness threshold for a gift, of £4,500 a year. This comprised the annual IHT exemption of £3,000 and the annual small gift exemption of £250 per person for six people.

The deputies were ordered to repay the remaining sums spent on gifts.

Analysis

This case sets out very useful guidance from a leading judge on the reasonableness and proportionality of gifts made by deputies from a patient’s estate. The approach applies equally to attorneys acting under a Power of Attorney. So, the answer to the question, ‘Can an attorney make a gift?’ is ‘yes’, but only if it is modest and satisfies the court’s other conditions.

How we can help

If you are involved in a legal dispute over a gift by an attorney then please call our free legal helpline for guidance.

Forcing life sustaining treatment

Court of Protection solicitor, Hayley Bundey, looks at the moral and legal dimensions of forcing life sustaining treatment.

The following case highlights the difficulties which judges are faced with when deciding whether to force a person to undergo life sustaining treatment under the Mental Capacity Act 2005.

Case overview

The case involved an application by a local authority for the court to make an order forcing life sustaining treatment to a 32 year old woman against her wishes.

She was suffering from extremely severe anorexia nervosa and other chronic health conditions. An emergency application was issued in the Court of Protection by her local authority. Her death was imminent, she was refusing to eat and was taking only a small amount of water. She was being looked after in a community hospital under a palliative care regime whose purpose was to allow her to die in comfort.

The woman was represented by the Official Solicitor as her litigation friend and the remaining parties to the court action were her parents, the local authority and the health authority.

The Judge considered this case to be the first example of an application before the Court where the issue was whether to order life sustaining treatment for a person who, while lacking capacity, was fully aware of her situation. The case stood in contrast to previous cases before the court involving patients in a permanent vegetative state or cases where the patient was very young or very old and suffering from an incurable terminal illness.

The woman was described as an intelligent, charming person who, while gravely unwell, was not incurable. She did not seek to die, but did not want to eat or be fed. She saw her life as pointless and wanted to be able to make her own decision knowing that that decision would lead to her death. The Judge also had to consider the fact that she had on two previous occasions attempted to make advance decisions refusing the treatment which was now being proposed.

The Position of the Parties

The parents did not want their daughter to die, but years of supporting her through a series of unsuccessful treatments meant that without further medical intervention having a real prospect of making a difference they felt their daughter’s wishes should be respected.

The medical staff were highly doubtful about further coercive treatment but offered to support whatever course was taken. The health authority itself adopted a neutral position.

The Official Solicitor, on behalf of the woman, relied on the advice of Dr Glover whose view was that it was not in her interests to be forcibly fed. However, on reflection, and having studied her medical records, he advised that if treatment which might return her to relatively normal life was available but had not so far been tried then she should receive it. The Official Solicitor therefore sought a declaration that forcing life sustaining treatment was in her best interests.

The Judge’s Decision

Capacity

There was no doubt that the woman had an impairment of the mind in the form of her anorexia. Equally it was clear that she could understand and retain the information relevant to the treatment and could communicate her decision.

However, there was strong evidence that her obsessive fear of weight gain made her incapable of weighing the advantages and disadvantages of eating in any meaningful way. Her compulsion to prevent calories entering her system had become the card that trumped all others.

Further, by the time of the hearing she was subject to strong sedative medication and was in a severely weakened condition. She was described by her parents as being in a “drug haze”.

The Judge noted Dr Glover’s view that anyone with severe anorexia would lack capacity to make such a decision but also the parents’ view that an anorexia sufferer was in a Catch 22 situation regarding capacity because by deciding not to eat they prove that they lack capacity to decide at all. In the end he decided that the woman lacked capacity in her current situation.

Best interests: the factors

The advantages and disadvantages of each course of action were weighed up by the Judge as follows:

In favour of continued palliative care:

    • It reflects her wishes;
    • It respects her personal autonomy;
    • It spares her the risks associated with treatment;
    • It avoids the harrowing aspects of treatment;
    • It allows her to die with dignity and close to home;
    • Treatment has limited prospects of success; and
    • Her parents and clinicians are at best sceptical about it.

In favour of forcing life sustaining treatment by forcible feeding:

    • Without treatment she will die;
    • Without treatment she will lose the chance to recover and lead a relatively normal life;
    • There is medical opinion that she is treatable with some prospect of success; and
    • The longer she lives, the greater the opportunity for her to benefit from treatment and to revise her views about her future.

At its simplest, the balance to be struck was stated as being the placing of value upon the woman’s life on the one hand and value of her personal independence on the other, with the above factors being weighed in the light of the reality of her actual situation.

Decision on best interests

The Judge regarded the balancing exercise to be an intuitive one rather than a mechanistic one.

Having considered the fact that those who knew the woman best did not favour the treatment, the severity and risks of the course of treatment involved, the fact that the family and carers were already a long way down the course of palliative treatment and that the woman was of an age and intelligence which should afford her views high respect, the Judge found that the woman’s life was too important as to outweigh those factors.

He was assisted in this judgment by the fact that treatment was not futile, there was a possibility of it succeeding, the nature of the treatment was different from that previously tried and those closest to her were not in outright opposition to it.

While he found the competing factors were almost exactly in equilibrium, in the end he decided that the presumption in favour of the preservation of life was not displaced.

The Judge therefore ordered that it was in the woman’s best interests to be fed against her wishes, with all that this entails.

An interesting element to the judgment was the judge’s comment that had the local and health authorities not committed to providing the resources in the short, medium and long term necessary for the treatment required then he would not have reached the conclusion that he did.

Analysis

While cases such as this are rare they are useful in illustrating the balancing exercise which the court must employ when making any ‘best interests’ decision under the Mental Capacity Act. More importantly it demonstrates that even where a person is aware of the issues involved in the case this is not sufficient for them to be found capable of making their own decisions.

If you would like to discuss the rules surrounding the “best interests” decision or applications for forcing life sustaining treatment then please call Hayley on 01823 354545 or email [email protected] for a free assessment.

New Guidelines for Elderly Clients Instructing Solicitors

A brief look at new guidelines issued to elderly people who are instructing a Solicitor

The Legal Ombudsman’s office has recently published a new guide for elderly people who are considering instructing a solicitor.

The guidelines have been published on the Legal Ombudsman’s website and a link to them can be found below:-

http://www.legalombudsman.org.uk/downloads/documents/publications/Using-a-lawyer-as-you-get-older-Ten-top-tips.pdf?j=387583&[email protected]&l=346_HTML&u=11070314&mid=1062735&jb=0

This guide will be particularly helpful to clients who are considering instructing solicitors to prepare a Lasting Power of Attorney (LPA).

We prepare LPA’s on behalf of clients of all ages on a regular basis. We appreciate that the legal process can be daunting and that some people can find the legal principles difficult or confusing to deal with.

Its vitally important that the client (elderly or not) fully understands everything that is happening along the way. We are experts in this field and as such you can be assured that you are in safe hands if you choose us to deal with your case; whether it is a straightforward LPA or a more complex Court of Protection issue.

If you would like to discuss an LPA or the court of protection with one of our specialist Solicitors in a free, no-obligation initial consultation then please call us on FREEPHONE 0808 139 1606 or send us an email.